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Oracle 19c Automatic Indexing: Mixing Manual and Automatic Indexes Part II (Stay) May 6, 2020

Posted by Richard Foote in 19c, 19c New Features, Add Column To Existing Index, Automatic Indexing, Oracle Indexes.
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In my previous post, I discussed how Automatic Indexing did not recognise there was already an existing logically equivalent manually created index and so created effectively a redundant Automatic Index.

I also discussed previously how Automatic Indexing was clever enough to logically add new columns to existing Automatic Indexes if it determined such a new index can be used effectively for both previous and new workloads.

In this post, how will Automatic Indexing handle the scenario if a previously manually created index could also potentially be improved by adding a new column.

I’ll start by creating a table similar to my previous post but with more distinct values for the CODE3 column such that the test query will be more selective and so make the CBO favour the use of an index (Note: all examples are run on the OLTP Autonomous Database Cloud Service and hence the odd parallel execution plans):

SQL> create table major_tom6 (id number, code1 number, code2 number, code3 number, name varchar2(42));

Table created.

SQL> insert into major_tom6 select rownum, mod(rownum, 1000)+1, ceil(dbms_random.value(0, 100)), ceil(dbms_random.value(0, 100)), 'David Bowie' from dual connect by level = 10000000;

10000000 rows created.

SQL> commit;

Commit complete.

SQL> exec dbms_stats.gather_table_stats(ownname=>null, tabname=>'MAJOR_TOM6');

PL/SQL procedure successfully completed.

 

I’ll now manually create an index for BOTH combinations of the CODE2, CODE3 columns:

 

SQL> create index major_tom6_code2_code3_i on major_tom6(code2, code3);

Index created.

SQL> create index major_tom6_code3_code2_i on major_tom6(code3, code2);

Index created.

SQL> select index_name, auto, constraint_index, visibility, compression, status, num_rows, leaf_blocks, clustering_factor from user_indexes where table_name='MAJOR_TOM6';

INDEX_NAME                AUT CON VISIBILIT COMPRESSION   STATUS     NUM_ROWS LEAF_BLOCKS CLUSTERING_FACTOR
------------------------- --- --- --------- ------------- -------- ---------- ----------- -----------------
MAJOR_TOM6_CODE2_CODE3_I  NO  NO  VISIBLE   DISABLED      VALID      10000000       23697           9890973
MAJOR_TOM6_CODE3_CODE2_I  NO  NO  VISIBLE   DISABLED      VALID      10000000       23697           9890973

 

If I now run the following query:

SQL> select * from major_tom6 where code2=42 and code3=42;

983 rows selected.

Execution Plan
------------------------------------------------------------------------------------------------------------------
| Id  | Operation                             | Name                     | Rows  | Bytes | Cost (%CPU)| Time     |
------------------------------------------------------------------------------------------------------------------
|   0 | SELECT STATEMENT                      |                          |  1000 | 28000 |   997   (1)| 00:00:01 |
|   1 |  PX COORDINATOR                       |                          |       |       |            |          |
|   2 |   PX SEND QC (RANDOM)                 | :TQ10001                 |  1000 | 28000 |   997   (1)| 00:00:01 |
|   3 |    TABLE ACCESS BY INDEX ROWID BATCHED| MAJOR_TOM6               |  1000 | 28000 |   997   (1)| 00:00:01 |
|   4 |     BUFFER SORT                       |                          |       |       |            |          |
|   5 |      PX RECEIVE                       |                          |  1000 |       |     5   (0)| 00:00:01 |
|   6 |       PX SEND HASH (BLOCK ADDRESS)    | :TQ10000                 |  1000 |       |     5   (0)| 00:00:01 |
|   7 |        PX SELECTOR                    |                          |       |       |            |          |
|*  8 |           INDEX RANGE SCAN            | MAJOR_TOM6_CODE2_CODE3_I |  1000 |       |     5   (0)| 00:00:01 |
------------------------------------------------------------------------------------------------------------------

Predicate Information (identified by operation id):
---------------------------------------------------
     8 - access("CODE2"=42 AND "CODE3"=42)

Statistics
----------------------------------------------------------
        12  recursive calls
         0  db block gets
       971  consistent gets
         0  physical reads
         0  redo size
     27836  bytes sent via SQL*Net to client
      1303  bytes received via SQL*Net from client
        67  SQL*Net roundtrips to/from client
         2  sorts (memory)
         0  sorts (disk)
       983  rows processed

 

The CBO favours the use of an index as with just 983 rows returned from a 10M row table, the index is the cheaper access method.

If I now run the following SQL which also includes the more selectively CODE1 column predicate as well (which returns just 1 row):

SQL> select * from major_tom6 where code1=42 and code2=42 and code3=42;

Execution Plan
------------------------------------------------------------------------------------------------------------------
| Id  | Operation                             | Name                     | Rows  | Bytes | Cost (%CPU)| Time     |
------------------------------------------------------------------------------------------------------------------
|   0 | SELECT STATEMENT                      |                          |     1 |    28 |   997   (1)| 00:00:01 |
|   1 |  PX COORDINATOR                       |                          |       |       |            |          |
|   2 |   PX SEND QC (RANDOM)                 | :TQ10001                 |     1 |    28 |   997   (1)| 00:00:01 |
|*  3 |    TABLE ACCESS BY INDEX ROWID BATCHED| MAJOR_TOM6               |     1 |    28 |   997   (1)| 00:00:01 |
|   4 |     BUFFER SORT                       |                          |       |       |            |          |
|   5 |      PX RECEIVE                       |                          |  1000 |       |     5   (0)| 00:00:01 |
|   6 |       PX SEND HASH (BLOCK ADDRESS)    | :TQ10000                 |  1000 |       |     5   (0)| 00:00:01 |
|   7 |        PX SELECTOR                    |                          |       |       |            |          |
|*  8 |           INDEX RANGE SCAN            | MAJOR_TOM6_CODE2_CODE3_I |  1000 |       |     5   (0)| 00:00:01 |
------------------------------------------------------------------------------------------------------------------

Predicate Information (identified by operation id):
---------------------------------------------------
     3 - filter("CODE1"=42)
     8 - access("CODE2"=42 AND "CODE3"=42)

Statistics
----------------------------------------------------------
        12  recursive calls
         0  db block gets
       971  consistent gets
         0  physical reads
         0  redo size
       867  bytes sent via SQL*Net to client
       588  bytes received via SQL*Net from client
         2  SQL*Net roundtrips to/from client
         2  sorts (memory)
         0  sorts (disk)
         1  rows processed

 

The CBO again uses the same index based on columns CODE2, CODE3 as this has already been proven to be more efficient than a FTS. However, an index that also included the CODE1 column would be even more efficient as the CBO could simply use this index to fetch just the row(s) of interest, without having to perform the unnecessary filtering on the CODE1 column.

So what does Automatic Indexing do in this scenario? If we look at the corresponding Auto Indexing Report:

 

INDEX DETAILS

-------------------------------------------------------------------------------
The following indexes were created:
*: invisible
---------------------------------------------------------------------------------------
| Owner | Table      | Index                | Key               | Type   | Properties |
---------------------------------------------------------------------------------------
| BOWIE | MAJOR_TOM6 | SYS_AI_4nc6g08bw8db7 | CODE2,CODE3,CODE1 | B-TREE | NONE       |
---------------------------------------------------------------------------------------

 

We notice Auto Indexing has created a new index based on columns CODE2, CODE3, CODE1, however it has NOT dropped any indexes.

If we look at the Verification section of the Auto Indexing Report:

 

VERIFICATION DETAILS

-------------------------------------------------------------------------------
The performance of the following statements improved:
-------------------------------------------------------------------------------

Parsing Schema Name  : BOWIE
SQL ID               : 93zw1kj4n43n9
SQL Text             : select * from major_tom6 where code1=42 and code2=42 and code3=42
Improvement Factor   : 972.2x

Execution Statistics:
-----------------------------

                              Original Plan                 Auto Index Plan
                              ----------------------------  ----------------------------
Elapsed Time (s):             159122                        1240
CPU Time (s):                 70379                         1320
Buffer Gets:                  10698                         4
Optimizer Cost:               997                           4
Disk Reads:                   0                             2
Direct Writes:                0                             0
Rows Processed:               11                            1
Executions:                   11                            1

 

We can see the index was created because of a 972.2x improvement in the performance of the SQL query I ran.

If we look at the details of the indexes that now exist on the table:

SQL> select index_name, auto, constraint_index, visibility, compression, status, num_rows, leaf_blocks, clustering_factor from user_indexes where table_name='MAJOR_TOM6';

INDEX_NAME                AUT CON VISIBILIT COMPRESSION   STATUS     NUM_ROWS LEAF_BLOCKS CLUSTERING_FACTOR
------------------------- --- --- --------- ------------- -------- ---------- ----------- -----------------
MAJOR_TOM6_CODE2_CODE3_I  NO  NO  VISIBLE   DISABLED      VALID      10000000       23556           9890973
MAJOR_TOM6_CODE3_CODE2_I  NO  NO  VISIBLE   DISABLED      VALID      10000000       24029           9890973
SYS_AI_4nc6g08bw8db7      YES NO  VISIBLE   DISABLED      VALID      10000000       29125           9999444

SQL> select index_name, column_name, column_position from user_ind_columns where table_name='MAJOR_TOM6' order by index_name, column_position;

INDEX_NAME                COLUMN_NAME          COLUMN_POSITION
------------------------- -------------------- ---------------
MAJOR_TOM6_CODE2_CODE3_I  CODE2                              1
MAJOR_TOM6_CODE2_CODE3_I  CODE3                              2
MAJOR_TOM6_CODE3_CODE2_I  CODE3                              1
MAJOR_TOM6_CODE3_CODE2_I  CODE2                              2
SYS_AI_4nc6g08bw8db7      CODE2                              1
SYS_AI_4nc6g08bw8db7      CODE3                              2
SYS_AI_4nc6g08bw8db7      CODE1                              3

 

We notice a couple of key points.

Firstly, even though the previously created manual index on the columns (CODE2, CODE3) is now totally redundant because it has the same column list as the leading columns of the newly created Auto Index based on the columns (CODE2, CODE3, CODE1), Auto Indexing does NOT automatically drop the manually created index.

Auto Indexing ONLY automatically drops and logically recreates Auto Indexes.

Secondly, Auto Indexing is certainly aware of the previous workload because it has created the new Auto Index with the column list (CODE2, CODE3, CODE1) and NOT in the default CODE1, CODE2, CODE3 column order (as defined in the table definition).

This suggests Auto Indexing is indeed trying to create a new index that is able to cater for all known SQL workloads (predicates on just the CODE2, CODE3 columns and predicates on columns CODE1, CODE2, CODE3).

However, Auto Indexing does not (yet) have the capability to logically modify or drop obviously redundant manually created indexes (it can only do so on previously created Auto Indexes). This is likely one of the reasons why Oracle has provided us with the DROP_SECONDARY_INDEXES procedure in order to get rid of all those annoying manually created secondary indexes that can get in the way of an optimal indexing strategy.

More on DROP_SECONDARY_INDEXES in future posts.

Comments»

1. Rajeshwaran Jeyabal - July 28, 2020

thanks for the excellent post Richard. got one questions regarding the “Improvement Factor” from the above demo.

Improvement Factor : 972.2x

orginal plan, buffer gets per execution is 10698/11 = 972.54
Auto Index Plan, buffer gets per execution is 4
so the improvment factor is = 972.54 /4 = 243.13
so how come this improvment factor is 972.2 in this case? kinldy clarify.

Liked by 1 person

Richard Foote - August 6, 2020

Hi Rajeshwaran

For the (perhaps not so) simple reason in that the calculation is often expressed incorrectly. As you’ve identified, Oracle is simply looking at the average cost of the previous plan here and saying effectively the new cost is just 1, but as you say there are actually 4 buffers accessed per new execution. I “suspect” with small numbers, Oracle simply rounds down to 1. But you’re right in that the improvement factor is exaggerated here.

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2. Automatic Indexes: Automatically Rebuild Unusable Indexes Part III (“Waiting For The Man”) | Richard Foote's Oracle Blog - May 17, 2022

[…] discussed previously how automatic and manually created indexes often don’t gel well together and is one of the key reasons why Oracle recommends dropping all manually created […]

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